Pontera Asks: Who Should Control Access to Americans’ 401(k)s? Former Federal Regulators and Industry Leaders Weigh In

NEW YORK–(BUSINESS WIRE)– #401kDay–Can a retirement saver choose their own financial advisor to help with their 401(k)? Does their employer need to approve that relationship? And do existing laws allow advisors to provide that help? For financial advisors and institutions navigating workplace retirement accounts, questions like these have contributed to uncertainty over how 401(k) assets can responsibly become part of a client’s broader financial plan. In recognition of 401(k) Day, Pontera and 401k Spe

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